SFC Licences of YEUNG Ernest Sze Lok 楊思樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司 | RO | 9 | 16 November 2020 | |
| Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司 | RO | 4 | 16 November 2020 | |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 19 August 2019 | 23 June 2020 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 19 August 2019 | 23 June 2020 |
| Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司 | RO | 9 | 16 September 2013 | 30 June 2019 |
| Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司 | RO | 4 | 16 September 2013 | 30 June 2019 |
| Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RE | 9 | 02 February 2006 | 01 September 2011 |
| Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RE | 4 | 02 February 2006 | 01 September 2011 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 18 July 2005 | 01 October 2005 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 18 July 2005 | 01 October 2005 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 18 July 2005 | 01 October 2005 |