SFC Licences of NG Suet Li 吳雪莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 13 December 2004 01 April 2005
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 13 December 2004 01 April 2005
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 2 21 September 2004 11 December 2004
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 15 December 2003 11 December 2004
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 2 15 December 2003 02 August 2004