SFC Licences of CHAN Kwok Wai, Joseph 陳國偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alpine Corporate Finance Limited 鼎柏融資有限公司 RO 6 21 December 2018 30 November 2021
Alpine Securities Limited 高山證券有限公司 RO 4 31 July 2018 10 March 2021
Alpine Securities Limited 高山證券有限公司 RO 1 31 July 2018 10 March 2021
BOCI Asia Limited 中銀國際亞洲有限公司 RO 6 20 July 2015 16 August 2017
BOCI Asia Limited 中銀國際亞洲有限公司 RO 1 20 July 2015 16 August 2017
BOCI Securities Limited 中銀國際證券有限公司 RO 1 20 July 2015 16 August 2017
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 10 October 2007 20 July 2015
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 10 October 2007 20 July 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 2 14 October 2005 27 September 2007
BOCI Securities Limited 中銀國際證券有限公司 RE 1 01 April 2003 20 July 2015
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 01 April 2003 27 September 2007
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 9 01 April 2003 13 January 2004
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 5 01 April 2003 13 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 6 01 April 2003 12 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 9 01 April 2003 12 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 4 01 April 2003 12 January 2004