SFC Licences of CHAN Wai Man, Jacky 陳偉民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ALPS Advisory (HK) Limited | RO | 1 | 20 November 2013 | 01 May 2016 |
| ALPS Advisory (HK) Limited | RO | 9 | 07 October 2003 | 01 May 2016 |
| ALPS Advisory (HK) Limited | RO | 4 | 07 October 2003 | 01 May 2016 |
| ALPS Advisory (HK) Limited | RE | 9 | 01 April 2003 | 07 October 2003 |
| ALPS Advisory (HK) Limited | RE | 4 | 01 April 2003 | 07 October 2003 |
| ALPS Advisory (HK) Limited | RE | 6 | 01 April 2003 | 16 June 2003 |