SFC Licences of KLIP Donald William

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ruibang Securities Limited 瑞邦證券有限公司 RO 4 19 November 2018 31 December 2020
Ruibang Securities Limited 瑞邦證券有限公司 RO 1 06 February 2017 31 December 2020
SP Securities Limited 中盈證券有限公司 RO 4 25 May 2016 03 February 2017
SP Securities Limited 中盈證券有限公司 RO 1 25 May 2016 03 February 2017
SP Securities Limited 中盈證券有限公司 RE 4 08 April 2016 25 May 2016
SP Securities Limited 中盈證券有限公司 RE 1 08 April 2016 25 May 2016
Aristo Securities Limited 雅利多證券有限公司 RO 1 28 October 2015 23 March 2016
Crosby Securities Limited 高誠證券有限公司 RO 4 05 April 2013 30 June 2015
Crosby Securities Limited 高誠證券有限公司 RO 1 05 April 2013 30 June 2015
Crosby Securities Limited 高誠證券有限公司 RE 4 06 March 2013 05 April 2013
Crosby Securities Limited 高誠證券有限公司 RE 1 06 March 2013 05 April 2013
CCB International Securities Limited 建銀國際證券有限公司 RO 4 22 October 2012 22 December 2012
CCB International Securities Limited 建銀國際證券有限公司 RO 1 22 October 2012 22 December 2012
CCB International Securities Limited 建銀國際證券有限公司 RE 4 22 June 2010 22 October 2012
CCB International Securities Limited 建銀國際證券有限公司 RE 1 22 June 2010 22 October 2012
MainFirst Securities Hong Kong Limited RE 4 06 June 2008 12 April 2010
MainFirst Securities Hong Kong Limited RE 1 06 June 2008 12 April 2010
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 11 June 2007 07 March 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 11 July 2005 11 April 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 11 July 2005 11 April 2007
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 01 April 2003 25 May 2005
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 01 April 2003 20 January 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 01 April 2003 20 January 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 9 01 April 2003 20 January 2004