SFC Licences of WONG Kan Fai 黃勤輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 2 15 January 2020
Quam Securities Limited 華富建業證券有限公司 RE 1 15 January 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 27 December 2019
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 April 2003 27 December 2019
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 5 01 April 2003 20 July 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 9 01 April 2003 20 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 20 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 20 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 20 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 11 September 2003