SFC Licences of WAN San Ming, Sandy 萬三敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 4, 6 24 February 2020
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1 13 January 2020
Macquarie Capital Limited 麥格理資本股份有限公司
RE 1 09 April 2018 29 October 2019
Kim Eng Securities (Hong Kong) Limited 金英証券(香港)有限公司
RE 1 03 October 2017 04 April 2018
CLSA Limited 中信里昂證券有限公司
RE 1 17 September 2003 31 October 2013