SFC Licences of WAN San Ming, Sandy 萬三敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Micro Connect (H.K.) Investment Management Limited | RE | 9 | 30 October 2023 | |
Micro Connect (H.K.) Investment Management Limited | RE | 4 | 11 September 2023 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 24 February 2020 | 31 May 2023 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 24 February 2020 | 31 May 2023 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 13 January 2020 | 31 May 2023 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 09 April 2018 | 29 October 2019 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 03 October 2017 | 04 April 2018 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 17 September 2003 | 31 October 2013 |