SFC Licences of WAN San Ming, Sandy 萬三敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RE | 4, 6 | 24 February 2020 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RE | 1 | 13 January 2020 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RE | 1 | 09 April 2018 | 29 October 2019 |
| Kim Eng Securities (Hong Kong) Limited 金英証券(香港)有限公司 |
RE | 1 | 03 October 2017 | 04 April 2018 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 17 September 2003 | 31 October 2013 |