| Institution |
Role |
Licences |
Start date |
End date |
Gen2 Partners Limited 展騰投資管理有限公司
|
RO |
9 |
28 January 2010 |
31 March 2011 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
|
RE |
1 |
08 September 2009 |
01 January 2010 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司
|
RO |
4, 9 |
15 April 2009 |
01 January 2010 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司
|
RE |
4, 9 |
14 January 2009 |
15 April 2009 |
SHK Fund Management Limited 新鴻基投資管理有限公司
|
RO |
1, 4, 9 |
27 July 2005 |
14 August 2008 |
SHK Fund Management Limited 新鴻基投資管理有限公司
|
RE |
4 |
01 April 2003 |
27 July 2005 |
SHK Fund Management Limited 新鴻基投資管理有限公司
|
RE |
6, 9 |
01 April 2003 |
19 January 2004 |
Original Asset Management Limited 原創資產管理有限公司
|
RO |
4, 9 |
25 May 2021 |
|
OX Financial Securities Limited 小牛金服證券有限公司
|
RO |
1 |
25 May 2021 |
|
OX Financial Securities Limited 小牛金服證券有限公司
|
RE |
1 |
20 May 2021 |
25 May 2021 |
Original Asset Management Limited 原創資產管理有限公司
|
RE |
4, 9 |
20 May 2021 |
25 May 2021 |
AJ SECURITIES LIMITED 安捷證券有限公司
|
RO |
1 |
02 April 2019 |
07 May 2021 |
AJ Asset Management Limited 安捷資產管理有限公司
|
RO |
4, 9 |
28 August 2018 |
07 May 2021 |
AJ SECURITIES LIMITED 安捷證券有限公司
|
RE |
1 |
11 June 2018 |
02 April 2019 |
Caitong International Securities Co., Limited 財通國際證券有限公司
|
RE |
1 |
06 March 2017 |
31 May 2018 |
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司
|
RO |
4, 9 |
20 May 2013 |
31 May 2018 |
Caitong International Securities Co., Limited 財通國際證券有限公司
|
RO |
1 |
22 April 2013 |
06 March 2017 |
Caitong International Securities Co., Limited 財通國際證券有限公司
|
RE |
1 |
16 April 2013 |
22 April 2013 |
Oreana Financial Services Limited 澳利亞金融服務有限公司
|
RO |
1, 4, 9 |
03 October 2011 |
12 April 2013 |
Oreana Financial Services Limited 澳利亞金融服務有限公司
|
RE |
1, 4, 9 |
05 September 2011 |
03 October 2011 |