SFC Licences of LAM Man Hon, Geoffrey 林汶翰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gen2 Partners Limited 展騰投資管理有限公司
RO 9 28 January 2010 31 March 2011
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 08 September 2009 01 January 2010
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司
RO 4, 9 15 April 2009 01 January 2010
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司
RE 4, 9 14 January 2009 15 April 2009
SHK Fund Management Limited 新鴻基投資管理有限公司
RO 1, 4, 9 27 July 2005 14 August 2008
SHK Fund Management Limited 新鴻基投資管理有限公司
RE 4 01 April 2003 27 July 2005
SHK Fund Management Limited 新鴻基投資管理有限公司
RE 6, 9 01 April 2003 19 January 2004
Original Asset Management Limited 原創資產管理有限公司
RO 4, 9 25 May 2021
OX Financial Securities Limited 小牛金服證券有限公司
RO 1 25 May 2021
OX Financial Securities Limited 小牛金服證券有限公司
RE 1 20 May 2021 25 May 2021
Original Asset Management Limited 原創資產管理有限公司
RE 4, 9 20 May 2021 25 May 2021
AJ SECURITIES LIMITED 安捷證券有限公司
RO 1 02 April 2019 07 May 2021
AJ Asset Management Limited 安捷資產管理有限公司
RO 4, 9 28 August 2018 07 May 2021
AJ SECURITIES LIMITED 安捷證券有限公司
RE 1 11 June 2018 02 April 2019
Caitong International Securities Co., Limited 財通國際證券有限公司
RE 1 06 March 2017 31 May 2018
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司
RO 4, 9 20 May 2013 31 May 2018
Caitong International Securities Co., Limited 財通國際證券有限公司
RO 1 22 April 2013 06 March 2017
Caitong International Securities Co., Limited 財通國際證券有限公司
RE 1 16 April 2013 22 April 2013
Oreana Financial Services Limited 澳利亞金融服務有限公司
RO 1, 4, 9 03 October 2011 12 April 2013
Oreana Financial Services Limited 澳利亞金融服務有限公司
RE 1, 4, 9 05 September 2011 03 October 2011