SFC Licences of LAM Man Hon, Geoffrey 林汶翰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Original Asset Management Limited 原創資產管理有限公司 RO 9 25 May 2021
Original Asset Management Limited 原創資產管理有限公司 RO 4 25 May 2021
Original Group Securities Limited 原創集團證券有限公司 RO 1 25 May 2021
Original Asset Management Limited 原創資產管理有限公司 RE 9 20 May 2021 25 May 2021
Original Asset Management Limited 原創資產管理有限公司 RE 4 20 May 2021 25 May 2021
Original Group Securities Limited 原創集團證券有限公司 RE 1 20 May 2021 25 May 2021
AJ SECURITIES LIMITED 安捷證券有限公司 RO 1 02 April 2019 07 May 2021
AJ Asset Management Limited 安捷資產管理有限公司 RO 9 28 August 2018 07 May 2021
AJ Asset Management Limited 安捷資產管理有限公司 RO 4 28 August 2018 07 May 2021
AJ SECURITIES LIMITED 安捷證券有限公司 RE 1 11 June 2018 02 April 2019
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 06 March 2017 31 May 2018
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RO 9 20 May 2013 31 May 2018
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RO 4 20 May 2013 31 May 2018
Caitong International Securities Co., Limited 財通國際證券有限公司 RO 1 22 April 2013 06 March 2017
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 16 April 2013 22 April 2013
Oreana Financial Services Limited 澳利亞金融服務有限公司 RO 9 03 October 2011 12 April 2013
Oreana Financial Services Limited 澳利亞金融服務有限公司 RO 4 03 October 2011 12 April 2013
Oreana Financial Services Limited 澳利亞金融服務有限公司 RO 1 03 October 2011 12 April 2013
Oreana Financial Services Limited 澳利亞金融服務有限公司 RE 9 05 September 2011 03 October 2011
Oreana Financial Services Limited 澳利亞金融服務有限公司 RE 4 05 September 2011 03 October 2011
Oreana Financial Services Limited 澳利亞金融服務有限公司 RE 1 05 September 2011 03 October 2011
Gen2 Partners Limited 展騰投資管理有限公司 RO 9 28 January 2010 31 March 2011
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 08 September 2009 01 January 2010
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 9 15 April 2009 01 January 2010
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 4 15 April 2009 01 January 2010
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 14 January 2009 15 April 2009
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 4 14 January 2009 15 April 2009
Bright Fund Management Limited 光明投資管理有限公司 RO 9 27 July 2005 14 August 2008
Bright Fund Management Limited 光明投資管理有限公司 RO 4 27 July 2005 14 August 2008
Bright Fund Management Limited 光明投資管理有限公司 RO 1 27 July 2005 14 August 2008
Bright Fund Management Limited 光明投資管理有限公司 RE 4 01 April 2003 27 July 2005
Bright Fund Management Limited 光明投資管理有限公司 RE 6 01 April 2003 19 January 2004
Bright Fund Management Limited 光明投資管理有限公司 RE 9 01 April 2003 19 January 2004