SFC Licences of SUNG Kin Man 宋建文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 03 February 2009 | 31 October 2009 |
| UBS Securities Asia Limited | RE | 1 | 19 January 2009 | 31 October 2009 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RO | 1 | 17 April 2007 | 08 January 2009 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 9 | 17 April 2007 | 08 January 2009 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 1 | 20 March 2007 | 17 April 2007 |
| Merrill Lynch Far East Limited | RE | 1 | 20 April 2005 | 17 February 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 April 2005 | 17 February 2007 |
| Fox-Pitt, Kelton (Asia) Limited | RE | 1 | 01 April 2003 | 15 April 2005 |
| Fox-Pitt, Kelton (Asia) Limited | RE | 4 | 01 April 2003 | 15 April 2005 |
| Fox-Pitt, Kelton (Asia) Limited | RE | 9 | 01 April 2003 | 26 September 2003 |
| Fox-Pitt, Kelton (Asia) Limited | RE | 6 | 01 April 2003 | 26 September 2003 |