SFC Licences of ULRICH Jing
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 10 July 2018 | |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 10 July 2018 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 10 July 2018 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 21 July 2005 | 09 August 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 21 July 2005 | 09 August 2010 |
| CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 30 April 2003 |
| CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 30 April 2003 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 30 April 2003 |