SFC Licences of WONG Wai Chi 黃偉志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 28 December 2020 | 02 October 2022 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 11 February 2015 | 30 November 2020 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 19 January 2015 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 30 May 2006 | 03 March 2008 |
SPS Securities Limited 新寶城證券有限公司 | RE | 9 | 01 April 2003 | 03 May 2006 |
SPS Securities Limited 新寶城證券有限公司 | RE | 1 | 01 April 2003 | 03 May 2006 |
SPS Securities Limited 新寶城證券有限公司 | RE | 6 | 01 April 2003 | 27 September 2004 |
SPS Securities Limited 新寶城證券有限公司 | RE | 4 | 01 April 2003 | 27 September 2004 |
SPS Investment Services Limited 新寶城投資顧問有限公司 | RE | 1 | 01 April 2003 | 02 October 2003 |