SFC Licences of CHAN Wai Kit, Andy 陳偉傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RO 6 30 October 2014
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RO 1 30 October 2014
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 6 11 December 2006 09 June 2014
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 1 11 December 2006 09 June 2014
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 20 September 2006 11 December 2006
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 31 August 2006 11 December 2006
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 6 17 August 2006 31 August 2006
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 23 June 2005 17 August 2006
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 6 01 April 2003 04 February 2005
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 4 01 April 2003 30 August 2004
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 9 01 April 2003 30 August 2004