SFC Licences of AU Cheuk Fan 區焯凡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司
RE 2 28 May 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 28 May 2004
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 4, 6, 7, 9 01 April 2003 30 November 2003
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2, 5, 7, 9 01 April 2003 30 November 2003