SFC Licences of LAW Siu Cheung 羅肇翔

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Allianz Global Investors Asia Pacific Limited RO 9 28 July 2015
Allianz Global Investors Asia Pacific Limited RO 4 28 July 2015
Allianz Global Investors Asia Pacific Limited RE 1 28 July 2015
Allianz Global Investors Asia Pacific Limited RE 9 01 June 2015 28 July 2015
Allianz Global Investors Asia Pacific Limited RE 4 01 June 2015 28 July 2015
RCM Asia Pacific Limited RE 9 07 February 2007 31 May 2015
RCM Asia Pacific Limited RE 4 07 February 2007 31 May 2015
Allianz Global Investors Hong Kong Limited RE 9 18 January 2005 08 February 2010
Allianz Global Investors Hong Kong Limited RE 4 12 January 2005 08 February 2010
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 12 October 2004 11 January 2005
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 04 August 2003 11 January 2005
Fox-Pitt, Kelton (Asia) Limited RE 6 01 April 2003 11 June 2003
Fox-Pitt, Kelton (Asia) Limited RE 9 01 April 2003 11 June 2003
Fox-Pitt, Kelton (Asia) Limited RE 4 01 April 2003 11 June 2003
Fox-Pitt, Kelton (Asia) Limited RE 1 01 April 2003 11 June 2003