SFC Licences of TSANG Kwok Yuk 曾國鈺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hamon Asian Advisors Limited | RE | 9 | 31 December 2020 | 31 May 2022 |
Hamon Asian Advisors Limited | RE | 4 | 31 December 2020 | 31 May 2022 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 23 April 2018 | 31 October 2020 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 23 April 2018 | 31 October 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 23 April 2018 | 31 October 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 23 April 2018 | 31 October 2020 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 15 February 2016 | 07 July 2017 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 15 February 2016 | 07 July 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 15 February 2016 | 07 July 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 15 February 2016 | 07 July 2017 |