SFC Licences of TSANG Kwok Yuk 曾國鈺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hamon Asian Advisors Limited
RE 4, 9 31 December 2020 31 May 2022
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司
RE 9 23 April 2018 31 October 2020
Guotai Junan Capital Limited 國泰君安融資有限公司
RE 6 23 April 2018 31 October 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 23 April 2018 31 October 2020
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 15 February 2016 07 July 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 6 15 February 2016 07 July 2017