SFC Licences of CHAU Suk Bing, Tanny 周淑冰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 | RO | 6 | 23 May 2014 | 07 May 2023 |
Kingston Securities Limited 金利豐證券有限公司 | RO | 1 | 23 May 2014 | 07 May 2023 |
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 | RE | 6 | 31 March 2014 | 23 May 2014 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 31 March 2014 | 23 May 2014 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RO | 6 | 13 October 2006 | 17 March 2014 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RO | 4 | 13 October 2006 | 17 March 2014 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RO | 1 | 13 October 2006 | 17 March 2014 |
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 22 August 2006 | 13 October 2006 |
Aurora Asia Limited 平明亞洲有限公司 | RO | 6 | 21 May 2004 | 21 May 2006 |