SFC Licences of CHAU Suk Bing, Tanny 周淑冰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RO 6 23 May 2014 07 May 2023
Kingston Securities Limited 金利豐證券有限公司 RO 1 23 May 2014 07 May 2023
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RE 6 31 March 2014 23 May 2014
Kingston Securities Limited 金利豐證券有限公司 RE 1 31 March 2014 23 May 2014
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 6 13 October 2006 17 March 2014
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 4 13 October 2006 17 March 2014
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 1 13 October 2006 17 March 2014
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 22 August 2006 13 October 2006
Aurora Asia Limited 平明亞洲有限公司 RO 6 21 May 2004 21 May 2006