SFC Licences of YAU Ka Mun, Carmen 邱嘉敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 RE 9 06 January 2017 05 June 2020
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 9 13 May 2015
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 06 February 2012
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 06 February 2012
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 31 January 2011 13 January 2012
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 10 September 2010 13 January 2012
RPS Investment Limited 永盛証券投資有限公司 RE 1 03 September 2007 04 September 2010
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 RE 4 19 August 2004 06 July 2007