SFC Licences of YAU Ka Mun, Carmen 邱嘉敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 | RE | 9 | 06 January 2017 | 05 June 2020 |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 9 | 13 May 2015 | |
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RE | 2 | 06 February 2012 | |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 06 February 2012 | |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 31 January 2011 | 13 January 2012 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 10 September 2010 | 13 January 2012 |
RPS Investment Limited 永盛証券投資有限公司 | RE | 1 | 03 September 2007 | 04 September 2010 |
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 19 August 2004 | 06 July 2007 |