SFC Licences of STIMPSON John Matthew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 09 February 2009 | 16 March 2011 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 09 February 2009 | 16 March 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 February 2009 | 16 March 2011 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 06 April 2005 | 01 January 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 06 April 2005 | 01 January 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 April 2005 | 01 January 2008 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 16 January 2004 | 15 March 2005 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 1 | 16 January 2004 | 04 February 2005 |