SFC Licences of LEE Chi Chung, Johnny 李志璋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RO 1 26 September 2008 20 September 2009
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RO 1 28 April 2008 20 September 2009
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 27 March 2006 28 April 2008
HSBC Structured Funds (Asia) Limited RE 2 01 April 2003 10 July 2003
HSBC Securities (Asia) Limited RE 6 01 April 2003 10 July 2003
HSBC Structured Funds (Asia) Limited RE 9 01 April 2003 10 July 2003
HSBC Structured Funds (Asia) Limited RE 5 01 April 2003 10 July 2003
HSBC Corporate Finance (Hong Kong) Limited RE 9 01 April 2003 10 July 2003
HSBC Corporate Finance (Hong Kong) Limited RE 5 01 April 2003 10 July 2003
HSBC Corporate Finance (Hong Kong) Limited RE 2 01 April 2003 10 July 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 9 01 April 2003 10 July 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 6 01 April 2003 10 July 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 4 01 April 2003 10 July 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 01 April 2003 10 July 2003
HSBC Securities (Asia) Limited RE 9 01 April 2003 10 July 2003
HSBC Securities (Asia) Limited RE 1 01 April 2003 10 July 2003
HSBC Securities (Asia) Limited RE 4 01 April 2003 10 July 2003