SFC Licences of LEUNG Kit Yee, Katherine 梁潔儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MindPlus Capital Management Limited 萬尚資本管理有限公司 | RO | 9 | 17 April 2020 | |
Imperium International Securities Limited 帝國國際証券有限公司 | RE | 2 | 17 June 2014 | 28 February 2020 |
Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 17 June 2014 | 28 February 2020 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 07 January 2008 | 09 June 2014 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 20 November 2007 | 09 June 2014 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 20 November 2007 | 09 June 2014 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 28 July 2004 | 31 October 2007 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 28 July 2004 | 31 October 2007 |