SFC Licences of DING Yibing 丁一賓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 24 October 2018 | 01 May 2021 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 27 September 2018 | 01 May 2021 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 1 | 27 September 2018 | 01 May 2021 |
Quintus Partners Limited | RO | 6 | 12 June 2015 | 17 September 2018 |
Quintus Partners Limited | RO | 1 | 12 June 2015 | 17 September 2018 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 6 | 09 December 2010 | 12 December 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 09 December 2010 | 12 December 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 11 October 2010 | 09 December 2010 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 11 October 2010 | 09 December 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 10 March 2009 | 21 September 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 10 March 2009 | 21 September 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 09 January 2008 | 10 March 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 January 2008 | 10 March 2009 |
UBS Securities Asia Limited | RE | 4 | 21 April 2006 | 01 January 2008 |
UBS Securities Asia Limited | RE | 1 | 21 April 2006 | 01 January 2008 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 01 July 2004 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 01 July 2004 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 01 July 2004 |