SFC Licences of FAN Kwan Ming 范均明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 4 | 16 January 2014 | 06 April 2018 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 01 November 2013 | 16 January 2014 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RO | 4 | 08 March 2010 | 05 July 2013 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 28 September 2009 | 08 March 2010 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 01 April 2003 | 17 July 2009 |