SFC Licences of COFFENG John Martinus
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RO | 1 | 04 March 2010 | 06 September 2010 |
UBS Derivatives Hong Kong Limited | RO | 2 | 10 June 2009 | 06 September 2010 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 06 September 2010 |
UBS Securities Asia Limited | RE | 2 | 01 April 2003 | 06 September 2010 |
UBS Derivatives Hong Kong Limited | RE | 2 | 01 April 2003 | 10 June 2009 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
UBS Derivatives Hong Kong Limited | RE | 9 | 01 April 2003 | 07 February 2005 |
UBS Derivatives Hong Kong Limited | RE | 5 | 01 April 2003 | 07 February 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 04 February 2005 |
UBS Securities Asia Limited | RE | 5 | 01 April 2003 | 04 February 2005 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 04 February 2005 |