SFC Licences of COFFENG John Martinus

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RO 1 04 March 2010 06 September 2010
UBS Derivatives Hong Kong Limited RO 2 10 June 2009 06 September 2010
UBS Securities Asia Limited RE 1 01 April 2003 06 September 2010
UBS Securities Asia Limited RE 2 01 April 2003 06 September 2010
UBS Derivatives Hong Kong Limited RE 2 01 April 2003 10 June 2009
UBS Securities Asia Limited RE 4 01 April 2003 24 March 2005
UBS Derivatives Hong Kong Limited RE 9 01 April 2003 07 February 2005
UBS Derivatives Hong Kong Limited RE 5 01 April 2003 07 February 2005
UBS Securities Asia Limited RE 9 01 April 2003 04 February 2005
UBS Securities Asia Limited RE 5 01 April 2003 04 February 2005
UBS Securities Asia Limited RE 6 01 April 2003 04 February 2005