SFC Licences of SANCHEZ Marlon Mikhail

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VMS Asset Management Limited 鼎珮資產管理有限公司 RE 9 13 June 2022
VMS Asset Management Limited 鼎珮資產管理有限公司 RE 4 13 June 2022
VMS Securities Limited 鼎珮證券有限公司 RE 1 13 June 2022
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 2 20 December 2018 28 October 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 7 13 March 2012 05 April 2016
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 1 04 January 2011 28 October 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 4 04 January 2011 03 December 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 7 23 June 2010 13 March 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 26 June 2006 20 December 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 26 June 2006 04 January 2011
UBS Securities Asia Limited RE 2 26 November 2004 16 May 2006
UBS Securities Asia Limited RE 1 01 April 2003 16 May 2006
UBS Securities Asia Limited RE 4 01 April 2003 16 November 2004
UBS Securities Asia Limited RE 6 01 April 2003 16 November 2004
UBS Securities Asia Limited RE 9 01 April 2003 16 November 2004