SFC Licences of SIM Mong Kwang 沈茂琼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 12 December 2006 | 28 September 2011 |
HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 20 December 2010 |
HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 05 December 2003 |
HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 05 December 2003 |
HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 05 December 2003 |