SFC Licences of MOK Hau Ming, Elizabeth 莫巧明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 16 September 2015 | 17 January 2018 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 27 May 2015 | 01 September 2015 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 02 July 2009 | 28 February 2014 |