SFC Licences of AU Chi Ying 區姿瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Seeds International Asset Management Limited 思源國際資產管理有限公司
RO 4, 9 30 November 2020
Seeds International Asset Management Limited 思源國際資產管理有限公司
RE 4, 9 12 October 2020 30 November 2020
Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司
RO 4 10 October 2019 14 September 2020
Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司
RO 9 06 August 2019 14 September 2020
Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司
RE 9 25 June 2019 06 August 2019
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司
RO 9 30 August 2017 06 June 2019
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司
RE 9 04 July 2017 30 August 2017
BG Asset Management Limited 北港資產管理有限公司
RO 9 27 May 2014 17 June 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
RO 9 14 June 2012 30 April 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
RO 9 29 June 2011 30 April 2014
Axiom Investment Management Limited 明懿資產管理有限公司
RO 4, 5, 9 31 May 2004 02 January 2007
Axiom Investment Management Limited 明懿資產管理有限公司
RE 4, 6, 9 01 April 2003 31 May 2004