SFC Licences of AU Chi Ying 區姿瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ever-Long Futures Limited 長雄期貨有限公司 RO 2 17 November 2022 31 July 2023
Ever-Long Capital Management Limited 長雄資本管理有限公司 RO 9 17 November 2022
Ever-Long Research Limited 長雄資料研究有限公司 RO 4 17 November 2022
Ever-Long Securities Company Limited 長雄證券有限公司 RO 6 17 November 2022
Ever-Long Securities Company Limited 長雄證券有限公司 RO 4 17 November 2022
Ever-Long Securities Company Limited 長雄證券有限公司 RO 1 17 November 2022
Seeds International Asset Management Limited 思源國際資產管理有限公司 RO 9 30 November 2020 31 July 2022
Seeds International Asset Management Limited 思源國際資產管理有限公司 RO 4 30 November 2020 31 July 2022
Seeds International Asset Management Limited 思源國際資產管理有限公司 RE 9 12 October 2020 30 November 2020
Seeds International Asset Management Limited 思源國際資產管理有限公司 RE 4 12 October 2020 30 November 2020
Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 RO 4 10 October 2019 14 September 2020
Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 RO 9 06 August 2019 14 September 2020
Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 RE 9 25 June 2019 06 August 2019
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司 RO 9 30 August 2017 06 June 2019
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司 RE 9 04 July 2017 30 August 2017
BG Asset Management Limited 北港資產管理有限公司 RO 9 27 May 2014 17 June 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 9 14 June 2012 30 April 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 9 29 June 2011 30 April 2014
Axiom Investment Management Limited 明懿資產管理有限公司 RO 9 31 May 2004 02 January 2007
Axiom Investment Management Limited 明懿資產管理有限公司 RO 5 31 May 2004 02 January 2007
Axiom Investment Management Limited 明懿資產管理有限公司 RO 4 31 May 2004 02 January 2007
Axiom Investment Management Limited 明懿資產管理有限公司 RE 6 01 April 2003 31 May 2004
Axiom Investment Management Limited 明懿資產管理有限公司 RE 9 01 April 2003 31 May 2004
Axiom Investment Management Limited 明懿資產管理有限公司 RE 4 01 April 2003 31 May 2004