SFC Licences of SHEN Xia 沈俠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 19 December 2006 | 14 August 2008 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 21 September 2005 | 14 August 2008 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 21 September 2005 | 14 August 2008 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 01 April 2003 | 02 September 2005 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 4 | 01 April 2003 | 27 January 2005 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 9 | 01 April 2003 | 27 January 2005 |