SFC Licences of THOMAS Hok Fan, James 湯學帆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nerico Brothers Limited | RE | 2 | 20 November 2018 | 13 May 2022 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 2 | 17 November 2008 | 31 March 2018 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 01 April 2003 | 01 November 2008 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 9 | 01 April 2003 | 20 December 2003 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 5 | 01 April 2003 | 20 December 2003 |