SFC Licences of SANTOS Robert Baron
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bengal Asset Management Limited | RO | 9 | 14 January 2015 | 01 November 2021 |
| Tora Trading Services Limited | RE | 7 | 04 June 2010 | 29 February 2012 |
| Tora Trading Services Limited | RE | 2 | 04 June 2010 | 29 February 2012 |
| Tora Trading Services Limited | RE | 1 | 04 June 2010 | 29 February 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 14 January 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 14 January 2006 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 14 January 2006 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 14 January 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |