SFC Licences of TO Hang Ming 陶恆明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 4 | 08 April 2011 | 05 February 2013 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 08 April 2011 | 05 February 2013 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 2 | 08 April 2011 | 13 July 2012 |
| Cheong Lee Securities Limited 昌利證券有限公司 | RE | 5 | 18 October 2010 | 24 February 2011 |
| Cheong Lee Securities Limited 昌利證券有限公司 | RE | 4 | 10 March 2010 | 24 February 2011 |
| Cheong Lee Securities Limited 昌利證券有限公司 | RE | 1 | 10 March 2010 | 24 February 2011 |
| Cheong Lee Securities Limited 昌利證券有限公司 | RE | 2 | 01 February 2010 | 24 February 2011 |