SFC Licences of SUTTON Peter Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 24 December 2012 | 05 August 2013 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 31 March 2009 | 24 December 2012 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 30 March 2009 |
| CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |