SFC Licences of YIM Kam Kin 嚴錦堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Point Asset Management Limited 中保資產管理有限公司 RO 9 22 November 2018 03 May 2022
China Point Asset Management Limited 中保資產管理有限公司 RO 4 22 November 2018 03 May 2022
China Point Asset Management Limited 中保資產管理有限公司 RE 9 16 October 2018 22 November 2018
Cathaysia Asset Management Limited 華夏資產管理有限公司 RO 9 14 June 2007 01 September 2018
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RO 9 16 May 2006 13 February 2007
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RO 4 16 May 2006 13 February 2007
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 9 20 July 2005 16 May 2006
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 4 20 July 2005 16 May 2006
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 4 01 April 2003 21 March 2005
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 1 01 April 2003 21 March 2005
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 5 01 April 2003 21 March 2005
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 9 01 April 2003 21 March 2005
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 6 01 April 2003 13 December 2004