SFC Licences of LAM Yim Kei Sally 林冉琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
WAG Worldsec Corporate Finance Limited 華高和昇財務顧問有限公司
RE 4, 6 26 February 2007 01 January 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 11 November 2004 11 January 2007
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 28 July 2003 11 January 2007
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 28 July 2003 11 January 2007
CSC Futures (HK) Limited 群益期貨(香港)有限公司
RE 2, 5, 9 01 April 2003 07 May 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司
RE 1, 4, 6, 7, 9 01 April 2003 07 May 2003