SFC Licences of LAM Yim Kei Sally 林冉琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
WAG Worldsec Corporate Finance Limited 華高和昇財務顧問有限公司 |
RE | 4, 6 | 26 February 2007 | 01 January 2013 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 6 | 11 November 2004 | 11 January 2007 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 28 July 2003 | 11 January 2007 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 28 July 2003 | 11 January 2007 |
CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RE | 2, 5, 9 | 01 April 2003 | 07 May 2003 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RE | 1, 4, 6, 7, 9 | 01 April 2003 | 07 May 2003 |