SFC Licences of SO Mei Lun 蘇美倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RO | 1 | 16 September 2013 | 24 January 2014 |
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 02 May 2013 | 24 January 2014 |
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 10 December 2012 | 16 September 2013 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 04 October 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 08 October 2007 | 20 August 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 June 2006 | 04 October 2011 |