SFC Licences of MAK Winnie 麥蔚誼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 | RE | 9 | 28 June 2016 | 31 January 2017 |
| Japaninvest (Hong Kong) Limited | RE | 4 | 10 October 2012 | 14 March 2013 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 4 | 07 March 2012 | 04 July 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 04 April 2005 | 22 July 2005 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 | RE | 9 | 16 March 2004 | 02 August 2004 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 | RE | 4 | 16 March 2004 | 02 August 2004 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 28 January 2004 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 15 December 2003 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 15 December 2003 |