SFC Licences of CHENG Hon Fai 鄭漢輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Securities Limited 英皇證券有限公司 RE 1 31 March 2021
Emperor Futures Limited 英皇期貨有限公司 RE 2 31 March 2021
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 16 November 2020 22 March 2021
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 16 November 2020 22 March 2021
Emperor Securities Limited 英皇證券有限公司 RE 4 01 April 2014 28 February 2020
Emperor Securities Limited 英皇證券有限公司 RE 1 01 April 2014 28 February 2020
Emperor Futures Limited 英皇期貨有限公司 RE 5 01 April 2014 28 February 2020
Emperor Futures Limited 英皇期貨有限公司 RE 2 01 April 2014 28 February 2020
HSBC Futures (Singapore) Pte Ltd RE 5 13 August 2007 23 March 2012
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 01 April 2003 17 December 2013
HSBC Futures (Singapore) Pte Ltd RE 2 01 April 2003 23 March 2012
HSBC Securities (Asia) Limited RE 1 01 April 2003 14 November 2005
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 9 01 April 2003 19 January 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 5 01 April 2003 19 January 2004
HSBC Securities (Asia) Limited RE 4 01 April 2003 19 January 2004
HSBC Securities (Asia) Limited RE 6 01 April 2003 19 January 2004
HSBC Securities (Asia) Limited RE 9 01 April 2003 19 January 2004
HSBC Futures (Singapore) Pte Ltd RE 9 01 April 2003 29 August 2003
HSBC Futures (Singapore) Pte Ltd RE 5 01 April 2003 29 August 2003