SFC Licences of WONG Wan Ching, Fiona 黃韻青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 13 September 2012 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 30 June 2008 | 29 September 2008 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 14 April 2005 | 29 April 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 October 2003 | 29 April 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 08 September 2003 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 08 September 2003 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 08 September 2003 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 08 September 2003 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 08 September 2003 |