SFC Licences of LEDESMA Emmanuel Rufino Jr.
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 06 November 2008 | 25 March 2009 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 24 September 2008 | 25 March 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 19 May 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 19 May 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 11 February 2004 |