SFC Licences of NG Wai Fat 吳偉發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | RE | 4 | 05 May 2011 | 31 December 2012 |
| Leonteq Securities (Hong Kong) Limited | RE | 1 | 05 May 2011 | 31 December 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 11 March 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 19 January 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 19 January 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 19 January 2004 |