SFC Licences of MAK Yun Ching, Mica 麥潤楨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DGA Capital Asset Management Limited RE 9 18 December 2023
DGA Capital Asset Management Limited RE 4 18 December 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 04 April 2023 10 May 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 1 04 April 2023 10 May 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 05 September 2022 04 April 2023
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 05 September 2022 04 April 2023
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 4 22 February 2018 12 October 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 1 22 February 2018 12 October 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 6 22 February 2017 12 October 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 4 22 February 2017 12 October 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 22 February 2017 12 October 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 6 01 August 2016 12 October 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 4 01 August 2016 12 October 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 1 01 August 2016 12 October 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 01 August 2016 22 February 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 01 August 2016 22 February 2017
CLSA Limited 中信里昂證券有限公司 RE 4 13 January 2015 06 May 2016
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 01 November 2013 06 May 2016
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 01 November 2013 06 May 2016
CLSA Limited 中信里昂證券有限公司 RE 1 01 November 2013 06 May 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 4 16 October 2007 17 October 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 6 01 March 2007 17 October 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RO 1 01 March 2007 17 October 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 28 November 2003 01 March 2007
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 28 November 2003 01 March 2007
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 28 November 2003 30 July 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 7 01 April 2003 01 November 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 01 April 2003 01 November 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 9 01 April 2003 01 November 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 April 2003 01 November 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 7 01 April 2003 01 November 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 01 April 2003 01 November 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 9 01 April 2003 01 November 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 4 01 April 2003 01 November 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 6 01 April 2003 01 November 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 April 2003 01 November 2003