SFC Licences of CHANG Tat Sean 鄭達成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 1 16 August 2018
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RO 4, 9 16 April 2018
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 4, 9 23 February 2018 16 April 2018
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司
RO 5 10 December 2013 26 January 2018
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司
RO 1, 4, 9 10 July 2012 26 January 2018
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司
RE 5 01 June 2012 10 December 2013
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司
RE 1, 4, 9 08 May 2012 10 July 2012
HSBC Global Asset Management (Hong Kong) Limited
RO 1, 4, 9 28 June 2010 30 April 2012
Halbis Capital Management (Hong Kong) Limited
RO 1, 4, 9 20 November 2007 31 December 2011
Halbis Capital Management (Hong Kong) Limited
RE 4, 9 11 September 2007 20 November 2007
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司
RO 4, 9 02 January 2007 01 September 2007
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司
RE 4, 9 21 April 2006 02 January 2007
Hang Seng Investment Management Limited 恒生投資管理有限公司
RE 4 06 July 2005 01 April 2006
Hang Seng Investment Management Limited 恒生投資管理有限公司
RE 1, 9 24 June 2005 01 April 2006
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)
RE 1 29 March 2005 15 April 2005
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)
RE 9 01 April 2003 15 April 2005
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司
RE 1 01 April 2003 15 April 2005
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)
RE 4 01 April 2003 08 March 2005
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司
RE 4, 6, 9 01 April 2003 08 March 2005
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)
RE 6 01 April 2003 01 March 2005