SFC Licences of JOHNSON Pekka David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 20 August 2010 | 15 February 2016 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 September 2009 | 31 December 2019 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 21 March 2005 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 21 March 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 21 March 2005 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 21 March 2005 |