SFC Licences of LO Wai Ming, Steven 盧偉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citibank, N.A. 花旗銀行 | 4 | 15 February 2018 | ||
| Citibank, N.A. 花旗銀行 | 1 | 15 February 2018 | ||
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 26 June 2013 | 16 January 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 30 January 2009 | 16 January 2016 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 30 January 2009 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 30 January 2009 | 31 August 2013 |