SFC Licences of LO Wai Ming, Steven 盧偉明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 26 June 2013 16 January 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 30 January 2009 16 January 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 30 January 2009 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 30 January 2009 31 August 2013