SFC Licences of LO Wai Ming, Steven 盧偉明

Source: Official SFC record Official EO SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 2 26 June 2013 16 January 2016
Citibank, N.A. 花旗銀行
EO 1, 4 15 February 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 1 30 January 2009 16 January 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited
RE 1, 2 30 January 2009 31 August 2013