SFC Licences of SEAL John Alan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 1 01 April 2003 19 August 2003
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 4 01 April 2003 19 August 2003
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 6 01 April 2003 19 August 2003
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RO 9 01 April 2003 19 August 2003