SFC Licences of TSANG Pui Ching, Patricia 曾佩貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 23 March 2015 | 12 December 2017 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 19 November 2014 | 12 December 2017 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 19 November 2014 | 12 December 2017 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 19 November 2014 | 12 December 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 04 February 2013 | 23 August 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 19 May 2011 | 23 August 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 April 2011 | 23 August 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 April 2011 | 03 October 2011 |
| CAIIS Limited | RE | 4 | 16 February 2009 | 16 December 2009 |
| CAIIS Limited | RE | 1 | 16 February 2009 | 16 December 2009 |