SFC Licences of HSU Calvin James 許聖賚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BridgeWood Alternatives Limited RO 4 11 January 2022
BridgeWood Alternatives Limited RO 1 11 January 2022
BridgeWood Alternatives Limited RE 4 02 November 2021 11 January 2022
BridgeWood Alternatives Limited RE 1 02 November 2021 11 January 2022
LGT Investment Management (Asia) Limited RE 1 23 December 2019 04 July 2020
Carret Private Capital Limited RO 4 12 December 2018 29 November 2019
Carret Private Capital Limited RO 1 12 December 2018 29 November 2019
Carret Private Capital Limited RE 9 13 April 2018 29 November 2019
Carret Private Capital Limited RE 1 13 April 2018 12 December 2018
Carret Private Capital Limited RE 4 13 April 2018 12 December 2018
QL Asset Management Company Limited RE 9 13 March 2017 29 March 2018
QL Asset Management Company Limited RE 4 13 March 2017 29 March 2018
QL Asset Management Company Limited RE 1 13 March 2017 29 March 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 4 30 July 2015 01 August 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 2 30 July 2015 01 August 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 1 30 July 2015 01 August 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 29 July 2013 30 July 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 29 July 2013 30 July 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 29 July 2013 30 July 2015
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 29 July 2013 31 August 2013
Merrill Lynch (Asia Pacific) Limited RE 4 01 November 2011 05 April 2013
Merrill Lynch Far East Limited RE 2 10 September 2010 05 April 2013
Merrill Lynch (Asia Pacific) Limited RE 1 02 June 2008 05 April 2013
Merrill Lynch Futures (Hong Kong) Limited RE 2 02 June 2008 10 September 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 04 January 2008 29 May 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 16 October 2003 29 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 29 May 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 April 2003 29 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 5 01 April 2003 13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 9 01 April 2003 13 October 2003