SFC Licences of YU Kwok Choi, Nelson 余國才
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 30 July 2008 | 17 May 2010 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 30 July 2008 | 17 May 2010 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 08 April 2008 | 26 June 2008 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 07 November 2007 | 26 June 2008 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 07 November 2007 | 26 June 2008 |