SFC Licences of TAM Wai Keung 譚偉強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hang Seng Investment Management Limited 恒生投資管理有限公司 RO 4 22 August 2018
Hang Seng Investment Management Limited 恒生投資管理有限公司 RO 1 22 August 2018
Hang Seng Investment Management Limited 恒生投資管理有限公司 RO 9 22 August 2018
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 13 April 2016 22 August 2018
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 13 April 2016 22 August 2018
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 02 September 2015 22 August 2018
RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 RE 1 30 September 2010 19 February 2011
Merrill Lynch (Asia Pacific) Limited RE 7 08 May 2007 22 October 2008
Merrill Lynch (Asia Pacific) Limited RE 1 08 May 2007 22 October 2008