SFC Licences of WONG Kee Yick, Vivian 黃祺誼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 30 July 2015 | 31 December 2019 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 07 April 2009 | 31 March 2014 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 23 June 2008 | 15 November 2008 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 31 August 2005 | 25 January 2006 |